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The Formless Realms

perspective, whereas nothingness is more turned away from phenomena and perhaps more focused in some way. There is, however, some very subtle thought and some extremely subtle sense of a separate self. Note well, nothingness is absolutely not emptiness, though it is empty, but this is not the attainment of this understanding. However, one can easily be convinced that this is emptiness due to the extreme profundity of it.

As before, this jhana can have different degrees of intensity to it.

Even when one is not strongly in it, there is a sense of being out of phase with reality, like being dissociated. Reality is there, but you have tuned it out on your radio. Note well, this is very different from just being “tuned out” in the colloquial sense.

While equanimity prevails, this state can be a bit scary at first, and this can cause some instability of this state. Now even consciousness and space are basically gone. However, there is still awareness of this state, indicating that there can be awareness that is not particularly consciousness or space. This really helps debunk the sense that awareness is consciousness or space or even a thing, that we are our body, etc. That said, it is not nothingness either. Nothingness may be perceived, whereas awareness may not.

From this state, the mind may get stuck, but this is not quite as likely as with the first two formless states, as this state is quite refined but not as breathtaking as the first two in some ways. The meditator may then try to move on to the next jhana, or may investigate this state. It may seem incredible that the sensations of nothingness itself could be observed to arise and pass, i.e. strobe in and out of reality, or that they could be known to not satisfy or not be self. However, this is definitely possible, if potentially quite disconcerting due to its extreme profundity and ability to really kick some sense into the mind about the truth of things. It also helps debunk the false idea that “The Void” or

“awareness” is nothingness. It is not even this. Remember, no sensation can observe another, so anything you can think of cannot be said to be

“awareness.”

By simply paying close attention to every instant that nothingness or equanimity is perceived, and with precise attention to the exact arising and passing of each of these, that these transient moments do not satisfy, and that these neither can impute nor can be a separate self, the three 162

The Formless Realms

illusions can begin to be penetrated in the highest state in which this can be accomplished. As this is a particularly subtle business, the meditator may also leave the jhana and begin insight practice in the afterglow of this state as before. Strobing sensations of nothingness are more likely to arise during the progress of insight in the stage called High Equanimity for those with very strong concentration skills.

NEITHER PERCEPTION NOR YET NON-PERCEPTION,

THE EIGHTH JHANA

If the meditator wishes to attain the next jhana, they simply hang out in nothingness until they get bored with perception entirely and understand that even perception is somehow disconcerting. Thus, the mind will eventually shift on its own to the state with the perplexing but thoroughly appropriate title of “neither perception nor yet non-perception,” hereafter “the eighth jhana” for the sake of brevity.

This state is largely incomprehensible, but it is absolutely not emptiness. It is empty, but this is not the attainment of that understanding. The eighth jhana may very easily be confused as being emptiness, especially if it is attained through insight practices (remember that insight practices can simultaneously cultivate concentration and wisdom). There is no reasonable way to attempt to describe this state, save for that it is a mind state, and thus is not emptiness, as emptiness is not a mind state or anything else for that matter. I am tempted to say that one is simultaneously focused so narrowly that one notices nothing and yet so broadly that one doesn’t notice even that, but such a description doesn’t quite do this state justice. One way or the other, there is complete inattention to diversity. The eighth jhana is the highest of the states of concentration that can be attained, ignoring the attainment of the cessation of perception and feeling, see the Appendix.

It is not possible to investigate this state, as it is too

incomprehensible, or to move to a higher state. Thus, as this state ends, the meditator may return to lower states or turn to insight practice in the afterglow of this state. It should also be noted that, in contrast to the previous seven jhanas, the issue of “hard” or “soft” jhana that relates to how solidly one is in a state does not apply to the eighth jhana. You are either in it or you are not.

163

The Formless Realms

The eighth jhana may have a certain stability that nothingness doesn’t due to the inability to make sense of it or go beyond it. Thus, the mind may move fairly quickly from boundless consciousness, through nothingness, and drop into the eighth jhana for a while, though the vaguest hint of attention to anything specific demolishes this state instantly. It is also possible to sort of drift up and down through the various formless realms, and shifting back down to lower jhanas after being up in higher jhanas such as this one can lend a great deal of intensity to them.

The eighth jhana can be sorted out from the attainment of

emptiness by a number of signs having to do with the way the entrance to the state presents itself (i.e. not being one of the Three Doors and thus not relating to the rapid and clear presentation of one of the Three Characteristics three or four times in quick succession), what came before this (i.e. not the stages of insight, see below) and the fact that there is still some subtle sense of a state and thus relative reality.

Just to drive this point home, an important feature of concentration practices is that they are not liberating in and of themselves. Even the highest of these states ends. The afterglow from them does not last that long, and regular reality might even seem like a bit of an assault when it is gone. However, jhana-junkies still abound, and many have no idea that this is what they have become. I have a good friend who has been lost in the formless realms for over 20 years, attaining them again and again in his practice, rationalizing that he is doing dzogchen practice (a type of insight practice) when he is just sitting in the 4th-6th jhanas, rationalizing that the last two formless realms are emptiness, and rationalizing that he is enlightened. It is a true dharma tragedy.

Unfortunately, as another good friend of mine rightly pointed out, it is very hard to reach such people after a while. They get tangled in golden chains so beautiful that they have no idea they are even in prison, nor do they tend to take kindly to suggestions that this may be so, particularly if their identity has become bound up in their false notion that they are a realized being. Chronic jhana-junkies are fairly easy to identify, even though they often imagine that they are not. I have no problem with people becoming jhana-junkies, as we are all presumably able to take responsibilities for our choices in life. However, 164

The Formless Realms

when people don’t realize that this is what they have become and pretend that what they are doing has something to do with insight practices, that’s annoying and sad.

To try to clearly differentiate between concentration practice and insight practice, I will now give a detailed description of the stages of insight so that the contrast will be as clear as possible. Pay careful attention to how different these descriptions are from those of the pure concentration states.

165

Mastering the Core Teachings of the Buddha

24.THE PROGRESS OF INSIGHT

The progress of insight is a set of stages that diligent meditators pass through on the path of insight. Some of the “content based” or psychological insights into ourselves can be interesting and helpful, but when I say “insight,” these stages are what I am talking about. Just so that you have seen the whole list of the names of these stages, the formal names of stages of insight in order are:

1. Mind and Body

2. Cause and Effect

The pre-vipassana stages

1st jhana

3. The Three Characteristics

4. The Arising and Passing Away

2nd jhana

5. Dissolution

6. Fear

7. Misery

The Dark Night

3rd jhana

8. Disgust

(dukkha ñanas)

9. Desire for Deliverance

10. Re-observation

11. Equanimity

4th jhana

12. Conformity

13. Change of Lineage

14. Path

15. Fruition

Nirvana (one of two meanings)

16. Review

I will give detailed descriptions of them shortly.

I will refer to these stages by their shortened titles, their numbers and occasionally short-hand slang. These are formally known as

“Knowledge of” and then the stage, e.g. “Knowledge of Mind and Body,” but I will just use the part after the “of.” They are also called

“ñanas,” which means “knowledges”, usually with a number, as in “the First Ñana.” Notice that I use the word stage rather than state. These are stages of heightened perception into the truth of things, opportunities to see directly how things actually are, but they are not seemingly stable states as with concentration practice. The jhanaic groupings refer to vipassana jhanas, which will be covered in more depth later, but they borrow their perspectives and certain fundamental aspects from their

The Progress of Insight

samatha jhana equivalents. In other ways they may diverge widely from the experience of pure samatha jhanas.

One of the most profound things about these stages is that they are strangely predictable regardless of the practitioner or the insight tradition. Texts two thousand years old describe the stages just the way people go through them today, though there will be some individual variation on some of the particulars today as then. The Christian maps, the Sufi maps, the Buddhist maps of the Tibetans and the Theravada, and the maps of the Khabbalists and Hindus are all remarkably consistent in their fundamentals. I chanced into these classic experiences before I had any training in meditation, and I have met a large number of people who have done likewise. These maps, Buddhist or otherwise, are talking about something inherent in how our minds progress in fundamental wisdom that has little to do with any tradition and lots to do with the mysteries of the human mind and body. These stages are not Buddhist but universal, and Buddhism is merely one of the traditions that describes them, albeit unusually well.

The progress of insight is discussed in a number of good books, such as Jack Kornfield’s A Path with Heart in the section called Dissolving the Self, which I highly recomment. A very extensive, thorough, accessible and highly recommended treatment of it is given in Mahasi Sayadaw’s works The Progress of Insight and Practical Insight Meditation (on BPS out of Sri Lanka), a partially castrated version of which appears in Jack Kornfield’s Living Dharma. It should be noted here that Practical Insight Meditation is my favorite dharma book of all time with no close competitors. If you can ever lay your hands on a copy, do so! Even the section of it that appears in Living Dharma is much better than having access to none of it at all.

Sayadaw U Pandita’s In This Very Life also covers this territory, and is a bit of a must have for those who like lists and straight-up Theravada, but he leaves out a lot of juicy details. The Vis

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